Code of Virginia

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Code of Virginia
Title 13.1. Corporations
8/19/2017

Chapter 5. Securities ActRead Chapter

  • Article 3. Brokers-Dealers, Investment Advisors, Investment Advisor Representatives and AgentsRead all
  • § 13.1-504
    Registration
    § 13.1-504.1
    Brokerage services of savings and loan associations, savings banks or service corporations of either; when registration not required
    § 13.1-504.2
    Broker-dealer services provided by credit unions; when registration not required
    § 13.1-505
    Procedure for registration
    § 13.1-505.1
    Post-registration provisions
    § 13.1-506
    Revocation of registration