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A broker-dealer agent who changes connection from one broker-dealer to another shall comply with 21VAC5-20-90.
Statutory Authority
§ 13.1-523 of the Code of Virginia.
Historical Notes
Derived from Rule 213, Case No. SEC810005, eff. July 1, 1981; amended by Case No. SEC840009, eff. July 2, 1984; Case No. SEC890040, eff. July 1, 1989.
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