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Virginia Administrative Code
Title 21. Securities And Retail Franchising
Agency 5. State Corporation Commission, Division of Securities And Retail Franchising
Chapter 30. Securities Registration
11/5/2024

21VAC5-30-20. Requirements for registrations filed pursuant to § 13.1-509 of the Act.

A. Every registration statement filed under § 13.1-509 of the Act shall contain in the prospectus such financial statements as are required by the Securities Act of 1933 and any regulations promulgated thereunder.

B. Every registration statement filed under § 13.1-509 of the Act that is governed by any regulation, promulgated pursuant to § 13.1-523 of the Act shall also contain such financial information as required by such regulations.

Statutory Authority

§§ 12.1-13 and 13.1-523 of the Code of Virginia.

Historical Notes

Derived from Rule 401, Case No. SEC810005, eff. July 1, 1981; amended by Case No. SEC910057, eff. July 1, 1991; Virginia Register Volume 14, Issue 22, eff. July 1, 1998.

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