LIS

Virginia Law

Administrative Code

Creating a Report: Check the sections you'd like to appear in the report, then use the "Create Report" button at the bottom of the page to generate your report. Once the report is generated you'll then have the option to download it as a pdf, print or email the report.

Virginia Administrative Code
Title 21. Securities And Retail Franchising
Agency 5. State Corporation Commission, Division of Securities And Retail Franchising
Chapter 30. Securities Registration
11/21/2024

21VAC5-30-20. Requirements for registrations filed pursuant to § 13.1-509 of the Act.

A. Every registration statement filed under § 13.1-509 of the Act shall contain in the prospectus such financial statements as are required by the Securities Act of 1933 and any regulations promulgated thereunder.

B. Every registration statement filed under § 13.1-509 of the Act that is governed by any regulation, promulgated pursuant to § 13.1-523 of the Act shall also contain such financial information as required by such regulations.

Statutory Authority

§§ 12.1-13 and 13.1-523 of the Code of Virginia.

Historical Notes

Derived from Rule 401, Case No. SEC810005, eff. July 1, 1981; amended by Case No. SEC910057, eff. July 1, 1991; Virginia Register Volume 14, Issue 22, eff. July 1, 1998.

Website addresses provided in the Virginia Administrative Code to documents incorporated by reference are for the reader's convenience only, may not necessarily be active or current, and should not be relied upon. To ensure the information incorporated by reference is accurate, the reader is encouraged to use the source document described in the regulation.

As a service to the public, the Virginia Administrative Code is provided online by the Virginia General Assembly. We are unable to answer legal questions or respond to requests for legal advice, including application of law to specific fact. To understand and protect your legal rights, you should consult an attorney.