Administrative Code

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Virginia Administrative Code
Title 10. Finance and Financial Institutions
Agency 5. State Corporation Commission
Chapter 22. Trust Company Regulations
2/20/2019

10VAC5-22-110. Agency or Marketing Activity Prohibited.

An affiliated trust company may not act as agent for, or engage in any marketing activity on behalf of, its holding company or any affiliate of the trust company. An affiliated trust company may not distribute any prospectus or other sales literature relating to a particular security, and may not make any such information available at an office of the trust company.

Statutory Authority

§ 6.2-1034 of the Code of Virginia.

Historical Notes

Derived from VR225-01-0205 § 11, eff. April 20, 1995.

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